(Complete Study Notes for UGC NET Political Science)
I. Nature and Scope of Comparative Politics
What is Comparative Politics?
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It studies political systems, institutions, and processes across countries.
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Focus: How and why political systems differ or resemble one another.
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Purpose: To develop general theories of political behavior and institutions.
Evolution:
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Traditional Comparative Politics – Focused on formal institutions (constitutions, legislatures, executives).
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Behavioral Revolution (1950s–60s) – Shift toward studying behavior, culture, and attitudes.
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Post-Behavioralism (1970s–) – Brought back issues of justice, values, and policy relevance.
II. Approaches in Comparative Politics
1️⃣ Institutional Approach
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Oldest approach (classical).
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Studies formal structures — constitution, executive, judiciary, political systems.
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Example: Comparing U.S. Presidential vs U.K. Parliamentary systems.
Criticism: Too legalistic and ignores actual political behavior.
2️⃣ Political Culture Approach
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Developed by Almond and Verba (The Civic Culture, 1963).
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Focus on citizens’ orientations toward the political system.
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Types:
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Parochial: Minimal awareness (e.g., tribal societies)
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Subject: Citizens aware but passive
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Participant: Citizens active in political life
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Democracies need a “civic culture” — a mix of participation and acceptance.
3️⃣ Political Economy Approach
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Studies interaction between politics and economics.
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Key thinkers: Karl Marx, Lenin, Gramsci, Frank.
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Focus:
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How economic systems shape power relations.
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Inequality between developed (core) and developing (periphery) nations.
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4️⃣ New Institutionalism
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Revived focus on institutions (1970s–onwards).
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Types:
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Rational choice institutionalism: Individuals act strategically within institutions.
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Historical institutionalism: Institutions shaped by historical choices.
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Sociological institutionalism: Institutions create norms and identities.
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5️⃣ Comparative Methods
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Most Similar Systems Design (MSSD): Cases are similar but differ in key variable.
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Most Different Systems Design (MDSD): Cases are different but produce similar outcomes.
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Case Studies: In-depth study of one or few countries.
III. Colonialism and Decolonization
1️⃣ Forms of Colonialism
| Type | Description | Example |
|---|---|---|
| Settler Colonialism | Colonizers settle permanently | Australia, Canada |
| Exploitation Colonialism | Economic extraction from colony | India, Congo |
| Internal Colonialism | Domination within a state | Indigenous populations |
| Neo-Colonialism | Economic control after formal independence | IMF, MNC influence |
2️⃣ Anti-Colonial Struggles
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Movements aiming for self-determination and national liberation.
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Examples:
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India: Non-violent movement (Gandhi)
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Algeria: Violent struggle (FLN)
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Africa: Pan-Africanism (Kwame Nkrumah)
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Influenced by Marxism, nationalism, and liberalism.
3️⃣ Decolonization
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Political independence of colonies post–World War II.
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Challenges faced:
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Nation-building
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Economic dependency
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Ethnic divisions
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Neo-colonialism
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IV. Nationalism
1️⃣ European Nationalism
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Emerged with French Revolution.
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Based on shared language, culture, history.
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Philosophers: Herder, Rousseau, Mazzini, Renan.
2️⃣ Non-European Nationalism
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Reaction against colonial domination.
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Aimed at freedom, unity, and modernization.
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Examples:
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India: Inclusive and spiritual (Tagore, Gandhi)
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China: Anti-imperialist and socialist
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Africa: Pan-Africanism (Nkrumah), Negritude (Senghor)
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V. State Theory
1️⃣ Capitalist State
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Marxist View: State as an instrument of the ruling capitalist class.
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Poulantzas vs Miliband Debate:
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Miliband: State serves ruling class directly (instrumentalist).
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Poulantzas: State maintains capitalism structurally (structuralist).
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2️⃣ Socialist State
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Ownership of production by the state.
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Goal: Social equality and classless society.
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Example: USSR, Maoist China.
3️⃣ Post-Colonial State
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Newly independent, faced issues like dependency, corruption, and authoritarianism.
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Thinkers: Frantz Fanon, Ake, Alavi.
4️⃣ Welfare State
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Ensures basic welfare, healthcare, education, and social justice.
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Example: Scandinavian countries, India (Directive Principles).
5️⃣ Globalization and the Nation-State
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Globalization reduces sovereignty.
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Rise of transnational corporations (TNCs), global governance (UN, WTO).
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Nation-state adapts by sharing power (multilevel governance).
VI. Political Regimes
A. Democratic Regimes
| Type | Description | Example |
|---|---|---|
| Electoral | Regular elections, limited rights | Bangladesh |
| Liberal | Protection of rights and rule of law | USA, UK |
| Majoritarian | Rule of majority, minority neglect | Sri Lanka |
| Participatory | Citizen involvement in decision-making | Switzerland |
B. Non-Democratic Regimes
| Type | Features | Example |
|---|---|---|
| Patrimonialism | Loyalty-based rule, no distinction between ruler and state | Feudal monarchies |
| Bureaucratic Authoritarianism | Rule by bureaucracy and military | Chile (Pinochet) |
| Military Dictatorship | Army controls government | Myanmar, Pakistan |
| Totalitarianism | Complete control over life and thought | Nazi Germany |
| Fascism | Extreme nationalism, anti-liberalism | Italy (Mussolini) |
VII. Constitutions and Constitutionalism
Key Concepts
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Constitution: Fundamental rules defining power distribution.
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Constitutionalism: Limitation of power through the rule of law.
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Judicial Independence: Judiciary must be free from political influence.
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Liberal Constitutionalism: Rights, freedoms, and separation of powers.
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Emergency Powers: Suspension of normal constitutional rights during crises.
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Crisis of Constitutionalism: When rulers misuse emergency powers (e.g., India 1975–77).
VIII. Democratization
1️⃣ Democratic Transition
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Change from authoritarian to democratic rule.
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Theories:
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Modernization Theory (Lipset): Economic development leads to democracy.
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Elite Pact Model: Transition negotiated by elites.
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Mass Mobilization Model: Popular uprisings (Arab Spring).
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2️⃣ Democratic Consolidation
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Deepening and institutionalizing democracy.
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Requires:
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Rule of law
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Stable party system
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Civil society
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Political tolerance
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IX. Development Theories
| Theory | Key Idea | Thinkers |
|---|---|---|
| Modernization | Linear progress toward Western-style development | Rostow, Parsons |
| Dependency | Underdevelopment due to capitalist exploitation | Andre Gunder Frank |
| World Systems | World divided into core–periphery–semi periphery | Immanuel Wallerstein |
| Neo-Liberalism | Market liberalization, privatization | Hayek, Friedman |
| Development & Democracy | Economic growth sustains democracy | Lipset |
| Sustainable Development | Growth with environmental balance | UNDP, Brundtland Report |
X. Structures of Power
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Ruling Class (Marx): Economic class controls the state.
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Power Elite (C. Wright Mills): Military, corporate, and political elites dominate.
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Democratic Elitism (Schumpeter): Democracy = competition among elites for votes.
XI. Actors and Processes
| Actor | Description |
|---|---|
| Electoral Systems | FPTP, Proportional Representation (PR), Mixed System |
| Political Parties | Organize competition; represent ideologies |
| Party Systems | One-party (China), Two-party (USA), Multi-party (India) |
| Interest Groups | Pressure groups influencing policy (business unions, farmers) |
| Social Movements | Mass mobilization for social/political change |
| New Social Movements | Feminist, environmental, human rights, LGBTQ+ |
| NGOs | Non-profit civil organizations working for causes |
| Civil Society | Space between state and individual (Habermas) |
| Revolutions | Rapid, fundamental change (French, Russian, Iranian) |
XII. Key Thinkers to Remember
| Theme | Thinkers |
|---|---|
| Political Culture | Almond & Verba |
| Political Economy | Marx, Gramsci, Frank |
| State Theory | Miliband, Poulantzas, Alavi |
| Nationalism | Renan, Mazzini, Fanon, Gandhi |
| Power | Weber, Mills, Schumpeter |
| Development | Rostow, Wallerstein, Frank |
| Democratization | Huntington, Lipset, O’Donnell |
| New Institutionalism | March & Olsen |
